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DOB NOW filings

Ny Stock Exchange, Manhattan • Block 00023 • Lot 0019

184 records

Work filed through DOB NOW, the system that replaced BIS.

Filed Filing Type Status Cost Applicant Owner
Nov 22, 2022 M08042490-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Nov 22, 2022 M08042481-I1 Alteration LOC Issued $30,000 Balser Richard ICE FUTURES US, INC.
Nov 9, 2022 M08037117-I1 Alteration LOC Issued $10,000 Balser Richard ICE FUTURES US, INC.
Nov 3, 2022 M08008901-I1 Alteration LOC Issued $7,500 Christopher Horch NEW YORK STOCK EXCHANGE
Oct 28, 2022 M08026509-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Oct 7, 2022 M08008822-I1 Alteration LOC Issued $30,000 Richard Bonsignore NEW YORK STOCK EXCHANGE
Sep 19, 2022 M08002789-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Aug 17, 2022 M00793186-I1 Alteration LOC Issued $1,000 Randall Collins NEW YORK STOCK EXCHANGE
Aug 11, 2022 M00503157-S1 Alteration Permit Entire $1,000 Juan Kuriyama NEW YORK STOCK EXCHANGE
Jun 27, 2022 M00758187-P1 Alteration Approved $7,820 William Gorlin NEW YORK STOCK EXCHANGE
Jun 22, 2022 M00758187-I1 Alteration Approved $7,820 William Gorlin NEW YORK STOCK EXCHANGE
Jun 15, 2022 M00752184-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Apr 12, 2022 M00716626-I1 Alteration LOC Issued $50,000 Balser Richard ICE FUTURES US, INC.
Apr 11, 2022 M00676582-I1 Alteration LOC Issued $143,625 Randall Collins NEW YORK STOCK EXCHANGE
Mar 30, 2022 M00649161-I1 Alteration LOC Issued $953,267 Juan Kuriyama NEW YORK STOCK EXCHANGE
Mar 21, 2022 M00696594-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Feb 21, 2022 M00684319-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Jan 26, 2022 M00669222-I1 Alteration LOC Issued $5,000 Balser Richard ICE FUTURES US, INC.
Jan 19, 2022 M00659270-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Jan 10, 2022 M00642780-I1 Alteration LOC Issued $6,750 Peter Li NEW YORK STOCK EXCHANGE
Jan 6, 2022 M00642774-I1 Alteration LOC Issued $11,250 Christopher Horch NEW YORK STOCK EXCHANGE
Jan 4, 2022 M00642606-I1 Alteration LOC Issued $45,000 Richard Bonsignore NEW YORK STOCK EXCHANGE
Dec 15, 2021 M00642480-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Nov 30, 2021 M00636450-I1 Alteration LOC Issued $150,000 Balser Richard ICE FUTURES US, INC.
Nov 22, 2021 M00625860-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Nov 19, 2021 M00633858-I1 Alteration LOC Issued $40,000 Balser Richard ICE FUTURES US, INC.
Nov 11, 2021 M00625895-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Nov 1, 2021 M00533625-P8 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE
Oct 19, 2021 M00610300-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Oct 12, 2021 M00609873-I1 Alteration LOC Issued $8,000 Balser Richard ICE FUTURES US, INC.
Oct 5, 2021 M00533625-P7 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE
Sep 27, 2021 M00599858-I1 Alteration LOC Issued $7,500 Balser Richard ICE FUTURES US, INC.
Sep 27, 2021 M00592417-I1 Alteration LOC Issued $5,000 Nizar Danial NEW YORK STOCK EXCHANGE
Sep 21, 2021 M00583680-I1 Alteration LOC Issued $19,000 Christopher Horch NEW YORK STOCK EXCHANGE
Sep 21, 2021 M00595226-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Sep 14, 2021 M00591852-I1 Alteration LOC Issued $10,000 Nizar Danial NEW YORK STOCK EXCHANGE
Sep 14, 2021 M00589896-P1 Alteration Approved $60,000 Balser Richard ICE FUTURES US, INC.
Sep 13, 2021 M00533625-P6 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE
Sep 9, 2021 M00583667-I1 Alteration LOC Issued $104,500 Richard Bonsignore NEW YORK STOCK EXCHANGE
Sep 9, 2021 M00583678-I1 Alteration LOC Issued $85,500 Peter Li NEW YORK STOCK EXCHANGE
Sep 8, 2021 M00589896-I1 Alteration LOC Issued $60,000 Balser Richard ICE FUTURES US, INC.
Sep 1, 2021 M00253731-P1 Alteration Approved $500 Christopher Horch NEW YORK STOCK EXCHANGE
Aug 24, 2021 M00533625-P5 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE
Aug 24, 2021 M00580349-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Aug 4, 2021 M00570668-I1 Alteration LOC Issued $80,000 Balser Richard ICE FUTURES US, INC.
Jul 26, 2021 M00564519-I1 Alteration LOC Issued $15,000 Balser Richard ICE FUTURES US, INC.
Jul 26, 2021 M00505005-I1 Alteration LOC Issued $601,500 Christopher Horch NYSE
Jul 16, 2021 M00533625-P4 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE
Jul 15, 2021 M00557996-I1 No Work TA Certificate of Operation Issued $0 Randall Collins
Jul 8, 2021 M00533625-P3 Alteration Approved $165,000 Balser Richard NEW YORK STOCK EXCHANGE